SoHo Dragon represents an investment bank located in New York, NY that needs to hire an Ops Control Consultant.
- Interviews will consist of phone screens and or web conference calls
- W2/1099/C2C are all accepted.
- Bank reconciliations – all bank/depository recons
- Audit confirms – quarter end and customer confirms.
- Box Count – quarterly regulatory representation
- Various reconciliation Metrics – face Operational risk with advanced KRI
- KRI – local and Tokyo reporting – daily and monthly.
- Fail Monitoring and aging – fail confirmations
- Asset balancing – daily stock record balancing
- Coordinate Audits – Internal, FINRA,NFA Etc
Mondays and Tuesdays in the office and working remote Wednesday through Friday. Typical hours are around 8:30 am to 5:00 pm.